How can a guardian or guardian ad litem be appointed to manage a minor’s interest in an estate in Indiana? | Indiana Estate Planning | FastCounsel
IN Indiana

How can a guardian or guardian ad litem be appointed to manage a minor’s interest in an estate in Indiana?

Disclaimer: This article is for informational purposes only and does not constitute legal advice. Consult a qualified attorney to discuss your specific situation.

Detailed Answer

Under Indiana law, a minor (anyone under age 18) cannot directly control or manage property interests in an estate. To protect the minor’s assets and ensure proper management, the court may appoint either a guardian of the estate or a guardian ad litem. Here’s how the process works:

1. Filing a Petition for Guardianship

  • An interested party—often a parent, grandparent, or personal representative—files a petition in the probate division of the local circuit or superior court. See Indiana Code Title 29, Article 3, Chapter 3.
  • The petition must include the minor’s name, date of birth, residence, the nature of their interest in the estate, and the petitioner’s relationship to the minor.

2. Providing Notice

  • Indiana Code § 29-3-3-11 requires notice to the minor’s parents, any current guardian, the Department of Child Services if involved, and all interested parties, such as heirs or devisees.
  • Proof of service must be filed with the court before the hearing date.

3. Appointment of a Guardian Ad Litem (GAL)

  • If the minor’s interests conflict with those of the petitioner or other parties, the court may appoint a GAL under Indiana Trial Rule 17 to represent the minor’s interests during proceedings. See Indiana Trial Procedure Rule 17.
  • The GAL investigates the minor’s needs and makes a recommendation to the court.

4. Court Hearing and Evaluation

  • The court schedules a hearing to determine whether the appointment is in the minor’s best interest. The minor may be present or represented by the GAL.
  • The court evaluates the proposed guardian’s fitness, the minor’s needs, and the scope of duties required.

5. Issuing Letters and Bond

  • If the court finds that guardianship is necessary, it issues Letters of Guardianship and may require the guardian to post a bond to secure the minor’s assets. See IC 29-3-3-23.
  • The guardian assumes fiduciary duties, managing the estate prudently and in the minor’s best interests.

6. Ongoing Court Oversight

  • Guardians must file periodic accountings and reports with the court under IC 29-3-3-42 to demonstrate proper management of the minor’s assets.
  • The court can modify or terminate the guardianship when the minor turns 18 or circumstances change.

Helpful Hints

  • Start early: Initiate the petition promptly after the minor inherits assets to avoid delays.
  • Gather documentation: Have the minor’s birth certificate, court-filed will or trust documents, and asset details ready.
  • Choose a suitable guardian: Select someone trustworthy with financial experience.
  • Expect bond and fee requirements: Budget for court costs, bond premiums, and possible attorney fees.
  • Keep meticulous records: Accurate accounting simplifies periodic court reports and reduces liability risk.

The information on this site is for general informational purposes only, may be outdated, and is not legal advice; do not rely on it without consulting your own attorney.